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Home > > Phlx General 7
General 7 Consolidated Audit Trail Compliance
General 7 Consolidated Audit Trail Compliance

The rules contained in The Nasdaq Stock Market LLC General 7, as such rules may be in effect from time to time (the "General 7 Rules"), are hereby incorporated by reference into this Nasdaq Phlx General 7, and are thus Nasdaq Phlx Rules and thereby applicable to Nasdaq Phlx Members. Nasdaq Phlx Members shall comply with the General 7 Rules as though such rules were fully set forth herein. All defined terms, including any variations thereof, contained in the General 7 Rules shall be read to refer to the Nasdaq Phlx related meaning of such term. Solely by way of example, and not in limitation or in exhaustion: the defined term "Exchange" in the General 7 Rules shall be read to refer to the Nasdaq Phlx Exchange; the defined term "Rule" in the General 7 Rules shall be read to refer to the Nasdaq Phlx Rule.

General 7 Rules

Adopted Jan. 24, 2018 (SR-Phlx-2018-11); amended April 10, 2018 (SR-Phlx-2018-30), operative May 10, 2018.

 
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